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By message of the FFMS of Russia from Dec 28, 2011 #11-68/pz-n (as amended on Dec 04, 2012) "On Approval of the Procedure of keeping an agreement registry", the information about MAs and transactions executed under such MAs shall be recorded in the repository registry. MA information will be transferred to the registry in the following cases:

• conclusion of a new MA;

• amendments to the MA;

• information on the termination of the MA.

The web-client’s form of the Master Agreement contains records of registered and terminated MAs (Fig. 1,1) and list of organizations the counterparty has concluded MAs with (Fig. 1,2).

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Fig. 1 – form of the Master Agreement

Example of a printed MA form, generated in the web-clients, is shown in Fig. 2.

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Fig. 2 – example of a printed MA form

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Ген.соглашения Ген.соглашения

Master Agreements tab

The Master Agreement tab opens by default when clicking on the section (Fig. 32). It contains a table listing all the counterparty’s MAs, available for viewing by the current user.

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Fig. 3 2 – Master agreement tab

The table displays the following MA data:

• Registered – date of registration or a date of the last MA modification;  
• Signature date – date of the lease agreement;  
  
• Master agreement code – identification number assigned at registration in the registry repository;  
• Party 1 – name of the organization that is a first party in the MA;  
• Party 2 – name of the organization that is a second party in the MA;Instruments – a list of financial products that can be performed on the basis of the MA;
• Status:

  • Actively – registered in the register;

  • Waiting – waiting for confirmation of the second side;

  • Closed – closed in the register;

  • Rejected – rejected by the first party (CM003);

  • Refused –  rejected by the second party (CM002);

• Party agreement number 1 – MA number assigned by the first side;
• Party agreement number 2 – MA number assigned by the second side;
• UTI – UTI code (see Incoming/Outgoing UTI).

Terminated or expired agreements are written in yellow. Name of the user’s company responsible for a certain role in the thread (under the MA this thread is associated with), is written in green. The background color of a cell determines the role of the counterparty: Image Removed – The background color Image Added of the row means that the current user’s organization is a party to the MA;.Image Removed – the current user’s organization is the reporting agent of the second party of the MA;
Image Removed – the current user’s organization is the basic reporting agent of the second party of the MA.

As a rule, the participant performs more than one role, and this is impossible to reflect it in background color. Therefore, additional roles are written in the cells. Hovering Click on the Image Added button on the toolbar to open the viewing form of the master agreement. Hovering over the table row opens a toolbar described in Table 1.

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Fig. 3 – MA preview form

Table 1 – Instruments of the MA form

 

Button	Function
Image Added	Create a draft under the MA
Image Added	Save in PDF format
Image Modified	Calls the MA preview form
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Creates a draft message

Calls a edit form for registering changes in the conditions of MA

and calls the edit form 

(available for

active MAs

BRA)
Image Added	Correct the entry (the changes that do not require the verification)
Image Modified

Creates a draft message for

Calls a edit form for terminating the MA

and and calls the edit form

(available for

active MAs

BRA)
Image Added	Reopen the MA (master agreement deregistration request)

Web-client allows searching and sorting MAs by filters (Fig. 45).

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Fig. 4 – filter settings

Description of filters available in the Web-client is provided in Table 2.

Table 2 – Transaction log filters

Filter Name	Description

Instruments

Master agreement code

Selecting the

type of transaction. Displays

master agreement code. Displays the MAs,

where the selected instruments are used

Roles

Choosing roles. Displays the MAs, in which the organization of the current user plays the selected role

whose code fully or partially match the code typed in the search box
UTI	UTI code (see Incoming/Outgoing UTI). In the field you must enter the code completely or partially
Party name or code	In the field you must enter the code or the paty name completely or partially
Date range	Setting the time interval. Displays the MAs, which were modified within the specified time period
Active only	Checking the Active only box. Displays only active MAs (not yet terminated)

To apply filters it is necessary to open the settings panel by clicking , setup filters and click . As a result the table will display MAs matching the search criteria. The principle of filtering data in the table described in Filter settings.

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These tables are subject to information display settings, described in section General Settings.

Trade concluded without MA

To conclude agreement without MA you need on the Message creation/editing form activate the Trade concluded without Master agreement field. You do not need to activate the Master agreement number field.

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Fig. 5 – Trade without MA

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Участники Участники

Parties tab

The form contains a table with a list of counterparties to the MAs, available to the current user's company. The parties are considered to be associated with the MA not only if they are parties to the agreement, but also if they are reporting agents under the MA. For example, one of them is a reporting agent, and the second one – a basic reporting agent.

The table shows the following information about the counterparty:

• repository code (Fig. 56.1);
• name of organization (Fig. 56.2);
• role of the MA participants (Fig. 56.3);  
• list of MAs, where the party plays a corresponding role (Fig. 56.4).

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Fig. 5 6 – Parties tab

 A MA can be viewed by clicking on its registration number (Fig. 67)Image Added

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 Fig. 6 7 – viewing the MA

The Parties tab only allows filtering by role the parties play in various MAs. Table 3 describes categories of the Party Role filter.

Table 3 – Categories of the Party Role filter

Category name	Description
All	Displays all participants
Clients (RAs)	Displays parties for which the current user’s organization is an RA
Clients (BRAs)	Displays parties for which the current user’s organization is a BRA
Counterparties	Displays counterparties
RAs	Displays parties that are an RA for which the current user’s organization
BRAs	Displays parties that are a BRA for which the current user’s organization

To display information about what master agreements have the necessary parties playing certain roles use the Parties filter. Filter by a set of participants settings are described in the General settings section.
To apply filters it is necessary to open the settings panel by clicking , install filters and click . As a result the table will display MAs matching the filter criteria. The principle of filtering data in the table described in Filter settings.

Tip
These tables are subject to information display settings, described in section  General Settings.